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Commission Contracted Research Papers

Research Papers


Capital Markets Transparency and Security: The Nexus Between U.S.-China Security Relations and America's Capital Markets

Prepared By: Adam M. Pener, Senior Analyst, William J. Casey Institute of the Center for Security Policy; June 29, 2001

To view and print the report in PDF format, click here: PDF FILE

  • "Bad Actors" in the Markets
    • The Soviet Example
    • Shift To Securities Markets
    • Russia Frames The Debate
    • China's Financial Breakout
    • PLA-Affiliiated Companies
    • Specific Entity Review
    • Governmental Confirmation
    • Early Recommended Solutions
    • Conclusion
  • Case Studies
    • Gazprom
    • China National Petroleum Company/PetroChina
    • Talisman Energy Inc
    • Conclusion
  • Systemic Shortcomings
    • Capital Raising "Loopholes"
    • Transparency and Disclosure
    • Disclosure Deficiencies
    • Expanding Disclosure Requirements
    • Risk In The Market
    • Conclusion
  • Capital Markets Leverage
    • Case Studies
    • Depth of the U.S. Capital Markets
    • Capital Markets Sanctions
    • Potential Effectiveness of Capital Markets Sanctions
    • Conclusions